hrzn20241230_defa14a.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of

the Securities Exchange Act of 1934

 

Filed by the Registrant ☑

 

Filed by a Party other than the Registrant ☐

 

Check the appropriate box:

 

Preliminary Proxy Statement

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Definitive Proxy Statement

Definitive Additional Materials

Soliciting Material under §240.14a-12

 

Horizon Technology Finance Corporation

(Name of Registrant as Specified in Its Charter)

 

(Name of Person(s) Filing Proxy Statement if Other Than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

No fee required

Fee paid previously with preliminary materials

Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

 

 

 

Horizon Technology Finance Corporation

 

Proxy Campaign 2025 Special Meeting

 

Executive Message to Stockholders

 

Hello, I’m Rob Pomeroy, Chairman and Chief Executive Officer of Horizon Technology Finance Corporation. I would like to thank you for being a stockholder and for your continued support of Horizon. By now, you should have received proxy materials in the mail or by email for the upcoming Special Meeting of Stockholders.  It is important that your voice is heard, and that you vote at the upcoming Special Meeting, regardless of the number of shares you own.

 

Stockholders are being asked to vote on one proposal – to approve a new investment management agreement between Horizon and its current investment adviser, Horizon Technology Finance Management LLC. It is extremely important that we achieve a quorum of stockholders to vote on the proposal.  Accordingly, it is critical that you vote your shares today. Horizon’s Board of Directors and I recommend that you vote “FOR” the proposal, which we believe will benefit Horizon and its stockholders as outlined in the proxy materials you have received.  Thank you in advance for participating by voting your shares.  Your support is greatly appreciated as we continue to seek long-term rewards for you, our stockholders.

 

 

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