SEC Filings

Filing date Form Description View
497AD

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

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4

Statement of changes in beneficial ownership of securities

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4

Statement of changes in beneficial ownership of securities

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SC 13D

Filing by person(s) reporting owned shares of common stock in a public company >5%

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8-K

Report of unscheduled material events or corporate event

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SC 13G

A statement of beneficial ownership of common stock by certain persons

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8-K

Report of unscheduled material events or corporate event

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40-17G

40-17G

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SC 13G/A

An amendment to the SC 13G filing

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40-APP

40-APP

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Horizon Technology Finance
Dan Trolio
Executive Vice President & CFO
(860) 674-9977
dtrolio@horizontechfinance.com

ICR Group
Garrett Edson
Managing Director
(646) 200-8885
ir@horizontechfinance.com

Horizon Technology Finance
312 Farmington Avenue
Farmington, CT
06032

Jerry Michaud
(860) 676-8659
jmichaud@horizontechfinance.com

Horizon Technology Finance
349 Main Street
Suite 203
Pleasanton, CA
94566

Kevin May
(925) 935-2924
kmay@horizontechfinance.com
Nasdaq SBIA NYSE
HORIZON TECHNOLOGY FINANCE
A Life Sciences & Technology Venture Lending Partner

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