nv6f
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM N-6F
 
NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55
THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940
     The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, (the “Act”) and in connection with such notice submits the following information:
     
Name:
  Horizon Technology Finance Corporation
 
   
Address of Principal Business Office:
  76 Batterson Park Road
 
  Farmington, CT 06032
 
   
Telephone Number:
  (860) 676-8654
 
   
Name and Address of Agent
  Robert D. Pomeroy, Jr.
For Service of Process:
  Chief Executive Officer
 
  Horizon Technology Finance Corporation
 
  76 Batterson Park Road
 
  Farmington, CT 06032
     The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.
SIGNATURE
     Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the city of Farmington and the State of Connecticut on the 19th day of March, 2010.
         
 
      HORIZON TECHNOLOGY FINANCE CORPORATION
 
       
 
  By:   /s/ Robert D. Pomeroy, Jr.
 
       
 
  Name:   Robert D. Pomeroy, Jr.
 
  Title:   Chief Executive Officer
         
 
  Attest:   /s/ John C. Bombara
 
       
 
  Name:   John C. Bombara
 
  Title:   Secretary